U.S. Securities and Exchange Commission, San Francisco Regional Office
Booth308
Staff from the San Francisco Regional Office of the U.S. Securities and Exchange Commission (SEC) will provide educational materials on strategies for smart investing and protecting wealth, descriptions of various investment products, how to research investments and investment professionals, and tips on spotting investment fraud. We will be distributing free and unbiased financial resources, including informational brochures designed specifically for older investors. Staff will also be available to answer any questions or concerns that seniors may have about investing.
The SEC is a federal government agency whose mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitates capital formation. All information provided by the staff is as a service to investors, and does not constitute legal advice or investment advice.